Personnel Hong Kong SFC License Details (ID 90042)

Personnel Hong Kong SFC License Details (ID 90042)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	RO	Advising on futures contracts	2013-01-07	2014-12-19
	RO	Advising on securities	2013-01-07	2014-12-19
	RO	Dealing in futures contracts	2013-01-07	2014-12-19
	RO	Dealing in securities	2013-01-07	2014-12-19
	Rep	Advising on futures contracts	2011-01-28	2013-01-07
	Rep	Advising on securities	2011-01-28	2013-01-07
	Rep	Dealing in futures contracts	2011-01-28	2013-01-07
	Rep	Dealing in securities	2011-01-28	2013-01-07
SG Asset Finance (Hong Kong) Limited	RO	Dealing in securities	2007-02-07	2008-03-06