| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Green Court Capital Management Limited | RO | Advising on securities | 2017-04-21 | - |
| RO | Asset management | 2017-04-21 | - | |
| Neuberger Berman Asia Limited | Rep | Advising on securities | 2017-04-20 | 2017-04-20 |
| Rep | Asset management | 2017-04-20 | 2017-04-20 | |
| Rep | Dealing in securities | 2017-04-20 | 2017-04-28 | |
| RO | Advising on securities | 2009-05-18 | 2017-04-20 | |
| RO | Asset management | 2009-05-18 | 2017-04-20 | |
| RO | Dealing in securities | 2009-05-18 | 2017-04-20 | |
| Rep | Advising on securities | 2008-04-23 | 2009-05-18 | |
| Rep | Asset management | 2008-04-23 | 2009-05-18 | |
| Rep | Dealing in securities | 2008-04-23 | 2009-05-18 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-01-22 | 2008-04-18 |
| Rep | Dealing in securities | 2008-01-22 | 2008-04-18 |
No HKMA registrations in the collected records.