Personnel Hong Kong SFC License Details (ID 90061)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2008-04-23	2012-03-23
	Rep	Asset management	2008-04-23	2012-03-23
	Rep	Dealing in securities	2008-04-23	2012-03-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-09-12	2008-03-20
	Rep	Dealing in securities	2007-09-12	2008-03-20