Personnel Hong Kong SFC License Details (ID 90068)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Asset management	2009-10-30	2017-07-14
	Rep	Advising on securities	2008-11-25	2017-07-14
	Rep	Dealing in securities	2008-11-25	2017-07-14
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-04-29	2008-11-05
	Rep	Dealing in securities	2008-04-29	2008-11-05