Personnel Hong Kong SFC License Details (ID 90073)

Personnel Hong Kong SFC License Details (ID 90073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	RO	Dealing in futures contracts	2022-07-01	-
	RO	Dealing in securities	2022-07-01	-
	RO	Dealing in securities	2018-12-28	2022-06-30
	Rep	Dealing in securities	2013-05-06	2018-12-28
STOCKWELL COMMODITIES LIMITED	RO	Dealing in futures contracts	2012-01-27	2022-06-30
NEW TREND FUTURES LIMITED	RO	Dealing in futures contracts	2007-07-11	2011-12-31
	Rep	Advising on futures contracts	2003-04-01	2004-10-25
	Rep	Asset management	2003-04-01	2004-10-25
	Rep	Dealing in futures contracts	2003-04-01	2007-07-11