Personnel Hong Kong SFC License Details (ID 90077)

Personnel Hong Kong SFC License Details (ID 90077)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2012-03-12	2018-10-08
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-01-03	2018-10-08
NEW TREND FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-11	2011-12-22
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-08-29	2010-02-24
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-08-29	2010-02-24
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-10-05	2007-08-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-05	2007-08-01
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-04-28
	Rep	Asset management	-	2004-04-28
	Rep	Dealing in futures contracts	-	2005-10-04
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2004-04-28
	Rep	Advising on securities	-	2004-04-28
	Rep	Asset management	-	2004-04-28
	Rep	Dealing in securities	-	2005-10-04