Personnel Hong Kong SFC License Details (ID 90078)

Personnel Hong Kong SFC License Details (ID 90078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Seazen Resources Futures Limited	Rep	Dealing in futures contracts	2017-04-20	2020-09-21
Quam Securities Limited	Rep	Dealing in futures contracts	2015-06-25	2017-04-07
Seazen Resources Futures Limited	Rep	Dealing in futures contracts	2014-05-02	2015-05-04
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-01-03	2013-12-27
NEW TREND FUTURES LIMITED	Rep	Dealing in futures contracts	2008-07-03	2011-12-22
TOPMORE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-03-31	2008-06-30
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	-	2004-05-05
	Rep	Asset management	-	2004-05-05
	Rep	Dealing in futures contracts	-	2005-07-14