| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2019-10-30 | 2022-10-09 |
| Rep | Dealing in futures contracts | 2019-10-30 | 2022-10-09 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-05-12 | 2017-04-24 |
| Telecom King Securities Limited | Rep | Dealing in securities | 2015-02-17 | 2016-05-04 |
| Rep | Dealing in futures contracts | 2014-11-24 | 2016-05-04 |
| STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-12 | 2014-02-07 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-11 | 2014-10-21 |
| NEW TREND FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-24 | 2011-11-04 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-04-07 | 2010-05-04 |