Personnel Hong Kong SFC License Details (ID 90083)

Personnel Hong Kong SFC License Details (ID 90083)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2009-03-27	2014-11-05
Newedge Broker Limited	RO	Dealing in futures contracts	2009-03-27	2009-07-31
	RO	Dealing in securities	2009-03-27	2009-07-31
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2009-03-27	2014-11-05
	RO	Dealing in securities	2009-03-27	2014-11-05
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-01-02	2009-03-27
Newedge Broker Limited	Rep	Dealing in futures contracts	2009-01-02	2009-03-27
	Rep	Dealing in securities	2009-01-02	2009-03-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-01-02	2009-03-27
	Rep	Dealing in securities	2009-01-02	2009-03-27