Personnel Hong Kong SFC License Details (ID 90088)

Personnel Hong Kong SFC License Details (ID 90088)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANDS Financial Limited	RO	Advising on futures contracts	2024-07-24	-
BANDS Capital Management Limited	RO	Asset management	2023-12-13	-
BANDS Financial Limited	RO	Dealing in futures contracts	2015-10-13	-
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2012-10-10	2015-03-12
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-09-27	2012-11-30
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2012-06-22
Newedge Broker Limited	Rep	Providing automated trading services	2008-07-31	2009-07-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-07-02	2012-06-22
Newedge Broker Limited	Rep	Dealing in futures contracts	2008-07-02	2009-07-31
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-03	2008-06-30