Personnel Hong Kong SFC License Details (ID 90091)

Personnel Hong Kong SFC License Details (ID 90091)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2013-09-06	2017-09-27
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2013-06-06	2013-09-23
	Rep	Dealing in securities	2013-06-06	2017-09-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-06-06	2017-09-27
	Rep	Dealing in securities	2013-06-06	2017-09-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-07-25	2013-06-01
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-07-25	2013-06-01
	Rep	Dealing in securities	2011-07-25	2013-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-08-24	2010-05-25
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-24	2010-05-25