| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2017-09-26 | - |
| RO | Dealing in securities | 2017-09-26 | - |
| Rep | Dealing in futures contracts | 2016-02-01 | 2017-09-26 |
| Rep | Dealing in securities | 2016-02-01 | 2017-09-26 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-30 | 2016-07-29 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-07-30 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-07-30 | 2009-07-31 |
| Rep | Dealing in securities | 2008-07-30 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-07-30 | 2016-04-29 |
| Rep | Dealing in securities | 2008-07-30 | 2016-04-29 |