| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-14 | 2011-11-30 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-10-14 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-10-14 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-14 | 2011-11-30 |
| Newedge Broker Limited | Rep | Dealing in securities | 2008-09-08 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-08 | 2011-11-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-01-18 | 2008-06-06 |