Personnel Hong Kong SFC License Details (ID 90094)

Personnel Hong Kong SFC License Details (ID 90094)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANDS Financial Limited	RO	Advising on futures contracts	2024-07-24	-
	RO	Dealing in futures contracts	2015-10-13	-
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2012-10-10	2015-05-29
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-10-03	2012-11-30
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-09-29	2012-09-26
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-09-29	2012-09-26
Sucden Financial (HK) Limited	Rep	Dealing in futures contracts	2009-04-30	2010-09-10
SUCDEN FINANCIAL LIMITED	Rep	Dealing in futures contracts	2008-05-28	2009-04-28