| Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2013-01-29 | 2015-07-10 |
| Rep | Dealing in securities | 2013-01-29 | 2015-07-10 |
| Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2012-04-18 | 2013-01-18 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-03-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-03-24 |
| Rep | Dealing in securities | 2008-10-13 | 2012-03-24 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-01-31 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-01-31 | 2009-07-31 |
| Rep | Dealing in securities | 2008-01-31 | 2009-07-31 |
| Rep | Providing automated trading services | 2007-01-23 | 2007-07-16 |
| Rep | Dealing in futures contracts | 2007-01-23 | 2007-07-16 |
| Rep | Dealing in securities | 2007-01-23 | 2007-07-16 |