| Rakuten Securities Hong Kong Limited | RO | Leveraged foreign exchange trading | 2024-08-30 | 2026-05-31 |
| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-02-01 | 2019-03-22 |
| RO | Dealing in securities | 2016-02-01 | 2019-03-22 |
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2013-11-29 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2013-11-29 | 2016-07-29 |
| RO | Dealing in securities | 2013-11-29 | 2016-07-29 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-08-18 | 2013-11-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-18 | 2013-11-29 |
| Rep | Dealing in securities | 2010-08-18 | 2013-11-29 |