Personnel Hong Kong SFC License Details (ID 90107)

Personnel Hong Kong SFC License Details (ID 90107)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2017-02-15	2018-06-04
	Rep	Dealing in securities	2017-02-15	2018-06-04
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-04-25	2016-10-31
	Rep	Dealing in securities	2016-04-25	2016-10-31
Marex HK Asia Limited	Rep	Dealing in futures contracts	2015-11-13	2015-12-04
	Rep	Dealing in securities	2014-12-04	2015-12-04
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-02-02	2014-06-28
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-02-02	2014-06-28
	Rep	Dealing in securities	2010-02-02	2014-06-28