| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-02-01 | 2017-06-30 |
| RO | Dealing in securities | 2016-02-01 | 2017-06-30 |
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2014-02-24 | 2016-10-27 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2014-02-24 | 2016-09-26 |
| RO | Dealing in securities | 2014-02-24 | 2016-09-26 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-03-17 | 2014-02-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-03-17 | 2014-02-24 |
| Rep | Dealing in securities | 2010-03-17 | 2014-02-24 |