Personnel Hong Kong SFC License Details (ID 90117)

Personnel Hong Kong SFC License Details (ID 90117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-05-09	2011-12-13
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-04-28	2011-12-13
	Rep	Dealing in securities	2011-04-28	2011-12-13
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2010-09-27	2011-05-09
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2010-09-27	2011-04-28
	RO	Dealing in securities	2010-09-27	2011-04-28
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2010-09-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2010-09-27
	Rep	Dealing in securities	2008-10-13	2010-09-27
Newedge Broker Limited	Rep	Providing automated trading services	2007-12-05	2009-07-31
	Rep	Dealing in futures contracts	2007-12-05	2009-07-31
	Rep	Dealing in securities	2007-12-05	2009-07-31