Personnel Hong Kong SFC License Details (ID 90118)

Personnel Hong Kong SFC License Details (ID 90118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aneto Capital Limited	RO	Advising on securities	2018-08-21	-
	RO	Asset management	2018-03-27	-
Blue Water Capital Management Limited	RO	Asset management	2014-12-04	2017-10-31
	Rep	Asset management	2014-06-23	2014-12-04
RICHMOND ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2013-02-06	2014-02-12
	Rep	Asset management	2013-02-06	2014-02-12
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-11-06	2012-05-24
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-11-06	2012-05-24
	Rep	Dealing in securities	2009-11-06	2012-05-24