Personnel Hong Kong SFC License Details (ID 90119)

Personnel Hong Kong SFC License Details (ID 90119)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Dealing in securities	2026-05-12	-
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2012-03-26	2013-05-27
	Rep	Dealing in securities	2012-03-26	2013-05-27
Newedge Broker Limited	Rep	Providing automated trading services	2008-09-12	2009-07-31
	Rep	Dealing in securities	2008-09-12	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2008-09-12	2011-11-25
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-08-01	2011-11-25
Newedge Broker Limited	Rep	Dealing in futures contracts	2008-08-01	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-08-01	2011-11-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Dealing in futures contracts	2003-04-01	2008-05-15