Personnel Hong Kong SFC License Details (ID 90120)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
StoneX Financial (HK) Limited	RO	Dealing in futures contracts	2019-09-02	2022-12-21
	Rep	Dealing in futures contracts	2018-08-07	2019-09-02
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2015-09-11	2018-07-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-25	2015-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-08-25	2015-09-01
Mason Securities Limited	Rep	Dealing in securities	2015-06-12	2015-08-06
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-06-12	2015-08-06
BOCOM International Securities Limited	Rep	Dealing in securities	2014-08-25	2015-05-29
	Rep	Dealing in futures contracts	2014-08-07	2015-05-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2014-07-10	2014-07-25
Marex HK Asia Limited	Rep	Dealing in futures contracts	2013-11-06	2014-01-14
Sucden Financial (HK) Limited	Rep	Dealing in futures contracts	2013-06-20	2013-10-15
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2012-10-10	2013-05-20
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-09-03	2012-11-30
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-08-26	2012-09-01
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-08-26	2012-09-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-09-17	2011-08-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-09-17	2011-08-24
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2008-08-27	2008-09-04
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-07-29	2008-09-04
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2008-05-09	2008-07-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-01-26	2008-05-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-01-26	2008-05-03