Personnel Hong Kong SFC License Details (ID 90122)

Personnel Hong Kong SFC License Details (ID 90122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANDS Capital Management Limited	Rep	Asset management	2026-07-21	-
BANDS Financial Limited	RO	Advising on futures contracts	2024-07-24	-
	RO	Dealing in futures contracts	2018-11-07	-
	Rep	Dealing in futures contracts	2015-10-23	2018-11-07
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2012-10-10	2015-06-01
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-08-13	2012-11-30
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-01-29	2012-07-11
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-01-29	2012-07-11