Personnel Hong Kong SFC License Details (ID 90130)

Personnel Hong Kong SFC License Details (ID 90130)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in futures contracts	2023-03-16	-
	RO	Dealing in securities	2023-03-16	-
	Rep	Dealing in futures contracts	2023-02-16	2023-03-16
	Rep	Dealing in securities	2023-02-16	2023-03-16
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	2019-02-27
	Rep	Dealing in securities	2016-02-01	2019-02-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-11-22	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-11-22	2016-04-29
	Rep	Dealing in securities	2010-11-22	2016-04-29