Kwan, Lawrence Chi Yan 關智仁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2026-01-14	-
	Rep	Dealing in securities	2026-01-14	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-07-06	2023-05-24
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2020-07-06	2023-05-24
	Rep	Dealing in futures contracts	2020-07-06	2023-05-24
	Rep	Dealing in securities	2020-07-06	2023-05-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-11-18	2018-02-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-11-18	2018-02-27
	Rep	Dealing in securities	2013-11-18	2018-02-27
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-11	2013-04-05
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2012-05-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2012-05-31
	Rep	Dealing in securities	2008-10-13	2012-05-31
Newedge Broker Limited	Rep	Providing automated trading services	2007-11-28	2009-07-31
	Rep	Dealing in futures contracts	2007-11-28	2009-07-31
	Rep	Dealing in securities	2007-11-28	2009-07-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2026-01-14	-
	Rep	Dealing in securities	2026-01-14	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-07-06	2023-05-24
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2020-07-06	2023-05-24
	Rep	Dealing in futures contracts	2020-07-06	2023-05-24
	Rep	Dealing in securities	2020-07-06	2023-05-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-11-18	2018-02-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-11-18	2018-02-27
	Rep	Dealing in securities	2013-11-18	2018-02-27
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-11	2013-04-05
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2012-05-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2012-05-31
	Rep	Dealing in securities	2008-10-13	2012-05-31
Newedge Broker Limited	Rep	Providing automated trading services	2007-11-28	2009-07-31
	Rep	Dealing in futures contracts	2007-11-28	2009-07-31
	Rep	Dealing in securities	2007-11-28	2009-07-31