Personnel Hong Kong SFC License Details (ID 90133)

Personnel Hong Kong SFC License Details (ID 90133)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-06-08	2011-12-07
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-06-08	2011-12-07
	Rep	Dealing in securities	2011-06-08	2011-12-07
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2009-06-09	2009-07-30
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-05-31	2008-05-15
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2007-05-31	2008-05-15
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2007-05-21	2008-05-15
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2005-10-17	2007-04-26