Personnel SFC Licences and HKMA Registrations (ID 90136)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	-
	Rep	Dealing in securities	2016-02-01	-
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2016-04-29
	Rep	Dealing in securities	2008-10-13	2016-04-29
Newedge Broker Limited	Rep	Providing automated trading services	2008-04-17	2009-07-31
	Rep	Dealing in futures contracts	2008-04-17	2009-07-31
	Rep	Dealing in securities	2008-04-17	2009-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.