| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2013-02-08 | 2013-07-04 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-01-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-01-03 |
| Rep | Dealing in securities | 2008-10-13 | 2013-01-03 | |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-04-10 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-04-10 | 2009-07-31 | |
| Rep | Dealing in securities | 2008-04-10 | 2009-07-31 |