| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-13 | 2011-12-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-06-13 | 2011-12-17 |
| Rep | Dealing in securities | 2011-06-13 | 2011-12-17 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-02-26 | 2009-01-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-02-26 | 2009-01-23 |