Personnel Hong Kong SFC License Details (ID 90143)

Personnel Hong Kong SFC License Details (ID 90143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	Rep	Advising on securities	2025-09-08	-
	Rep	Dealing in securities	2025-09-08	-
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2021-06-02	2025-09-02
	Rep	Dealing in securities	2021-04-09	2025-09-02
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Dealing in securities	2016-03-29	2021-02-26
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Dealing in securities	2012-10-15	2016-03-07
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2012-10-06
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2012-10-06
	Rep	Dealing in securities	2008-10-13	2012-10-06
Newedge Broker Limited	Rep	Providing automated trading services	2007-08-20	2009-07-31
	Rep	Dealing in futures contracts	2007-08-20	2009-07-31
	Rep	Dealing in securities	2007-08-20	2009-07-31