| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-08-22 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2020-11-25 | 2023-07-03 |
| RO | Dealing in securities | 2020-11-25 | 2023-07-03 |
| Rep | Dealing in futures contracts | 2013-11-01 | 2020-11-25 |
| Rep | Dealing in securities | 2013-11-01 | 2020-11-25 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-08-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-08-24 |
| Rep | Dealing in securities | 2008-10-13 | 2013-08-24 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2007-03-19 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2007-03-19 | 2009-07-31 |
| Rep | Dealing in securities | 2007-03-19 | 2009-07-31 |