| City Financial Investment Company (Hong Kong) Limited | Rep | Asset management | 2015-02-26 | 2016-06-11 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2014-12-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2014-12-17 |
| Rep | Dealing in securities | 2008-10-13 | 2014-12-17 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2007-02-21 | 2009-07-31 |
| Rep | Dealing in securities | 2007-02-21 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2007-02-06 | 2009-07-31 |
| MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2005-11-18 | 2006-12-09 |
| Rep | Dealing in futures contracts | 2005-11-18 | 2006-12-09 |