| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2013-09-24 | 2015-11-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2013-09-24 | 2015-11-30 |
| RO | Dealing in securities | 2013-09-24 | 2015-11-30 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-09-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-09-24 |
| Rep | Dealing in securities | 2008-10-13 | 2013-09-24 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-05-05 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-05-05 | 2009-07-31 |
| Rep | Dealing in securities | 2008-05-05 | 2009-07-31 |