| Sympho Wealth Management Limited | RO | Advising on securities | 2025-07-24 | - |
| RO | Asset management | 2025-07-24 | - |
| Target Securities International Limited | RO | Advising on securities | 2022-09-20 | 2024-07-12 |
| RO | Asset management | 2022-09-20 | 2024-07-12 |
| RO | Dealing in securities | 2022-09-20 | 2024-07-12 |
| Rep | Advising on securities | 2020-06-01 | 2022-09-20 |
| Rep | Asset management | 2020-06-01 | 2022-09-20 |
| Rep | Dealing in securities | 2020-06-01 | 2022-09-20 |
| KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-28 | 2020-05-08 |
| Rep | Asset management | 2018-06-28 | 2020-05-08 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-28 | 2020-05-08 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2016-01-19 | 2018-06-14 |
| Rep | Asset management | 2016-01-19 | 2018-06-14 |
| Rep | Dealing in securities | 2016-01-19 | 2018-06-14 |
| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-04-03 | 2014-10-20 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| Rep | Dealing in securities | 2008-10-13 | 2011-11-01 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-05-02 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-05-02 | 2009-07-31 |
| Rep | Dealing in securities | 2008-05-02 | 2009-07-31 |