Personnel SFC Licences and HKMA Registrations (ID 90156)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2025-01-15	-
	RO	Dealing in securities	2025-01-15	-
	Rep	Dealing in futures contracts	2024-11-20	2025-01-15
	Rep	Dealing in securities	2024-11-20	2025-01-15
	Rep	Dealing in futures contracts	2019-09-02	2019-09-30
	Rep	Dealing in securities	2019-09-02	2019-09-30
	RO	Dealing in futures contracts	2016-02-01	2017-11-17
	RO	Dealing in securities	2016-02-01	2017-11-17
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2015-04-08	2016-07-29
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2015-04-08	2016-04-29
	RO	Dealing in securities	2015-04-08	2016-04-29
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-05-07	2015-04-08
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-05-07	2015-04-08
	Rep	Dealing in securities	2010-05-07	2015-04-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.