| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | Dealing in securities | 2011-12-16 | - |
| Rep | Dealing in securities | 2011-10-31 | 2011-12-16 | |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-10-27 | 2009-07-31 |
| Rep | Dealing in securities | 2008-09-17 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-17 | 2011-09-17 |
| Countrywide Capital Markets Asia (H.K.) Limited | RO | Dealing in securities | 2008-04-24 | 2008-08-31 |
| Rep | Dealing in securities | 2007-04-04 | 2008-04-24 |