| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited | RO | Dealing in futures contracts | 2016-04-22 | - |
| RO | Dealing in securities | 2015-08-05 | - | |
| PUREHEART CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-09-12 | 2014-03-19 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2013-04-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2013-04-04 |
| Rep | Dealing in securities | 2011-06-30 | 2013-04-04 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-02-10 | 2011-03-30 |
| Rep | Dealing in securities | 2011-02-10 | 2011-03-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-16 | 2010-05-15 |