Personnel Hong Kong SFC License Details (ID 90159)

Personnel Hong Kong SFC License Details (ID 90159)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-07-29	2011-11-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-07-29	2011-11-29
	Rep	Dealing in securities	2010-07-29	2011-11-29
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2007-06-01	2009-01-22
	Rep	Providing automated trading services	2007-06-01	2009-01-22
	Rep	Dealing in securities	2007-06-01	2009-01-22
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-03-24	2007-04-20
	Rep	Dealing in securities	2006-03-24	2007-04-20