Personnel SFC Licences and HKMA Registrations (ID 90160)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANDS Financial Limited	RO	Advising on futures contracts	2024-07-24	-
BANDS Capital Management Limited	RO	Asset management	2023-12-13	-
BANDS Financial Limited	RO	Dealing in futures contracts	2015-10-13	-
Jefferies Hong Kong Limited	RO	Dealing in futures contracts	2013-07-16	2015-01-16
	Rep	Dealing in futures contracts	2012-12-24	2013-07-16
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2012-06-22
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-07-14	2012-06-22
Newedge Broker Limited	Rep	Providing automated trading services	2008-07-14	2009-07-31
	Rep	Dealing in futures contracts	2008-07-14	2009-07-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2006-11-30	2007-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.