| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2014-02-25 | 2015-03-02 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2014-02-25 | 2015-03-02 |
| RO | Dealing in securities | 2014-02-25 | 2015-03-02 | |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-10-05 | 2014-02-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-10-05 | 2014-02-25 |
| Rep | Dealing in securities | 2010-10-05 | 2014-02-25 |