| Bright Point International Securities Limited | RO | Dealing in securities | 2018-08-22 | - |
| Bright Point International Futures Limited | RO | Dealing in futures contracts | 2018-03-16 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2017-04-07 | 2017-11-30 |
| Rep | Dealing in futures contracts | 2016-10-25 | 2017-04-07 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2015-12-30 | 2017-11-30 |
| RO | Dealing in futures contracts | 2015-12-30 | 2017-11-30 |
| Rep | Advising on futures contracts | 2013-12-05 | 2015-12-30 |
| Rep | Dealing in futures contracts | 2013-12-05 | 2015-12-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-27 | 2012-09-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-27 | 2012-09-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-12-31 |
| Rep | Dealing in securities | 2008-10-13 | 2011-12-31 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2011-12-31 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2006-05-17 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2006-05-15 | 2009-07-31 |
| Rep | Dealing in securities | 2006-05-15 | 2009-07-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-05-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-05-07 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-31 | 2006-05-07 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-31 | 2006-05-07 |