| Haitong Futures Hong Kong Limited | Rep | Advising on futures contracts | 2017-08-09 | 2017-09-29 |
| Rep | Dealing in futures contracts | 2017-06-22 | 2017-09-29 |
| Mason Securities Limited | Rep | Dealing in securities | 2016-02-22 | 2016-08-26 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-22 | 2016-08-26 |
| Marex HK Asia Limited | Rep | Dealing in futures contracts | 2014-06-04 | 2014-10-31 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-05 | 2012-11-30 |
| Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2014-03-07 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
| GAINWELL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-08-01 | 2011-08-16 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-08-07 | 2008-02-01 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-08-07 | 2008-02-01 |