Personnel Hong Kong SFC License Details (ID 90173)

Personnel Hong Kong SFC License Details (ID 90173)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-11-12	2023-07-21
	Rep	Dealing in securities	2018-11-12	2023-07-21
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2014-01-25
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2014-01-25
	Rep	Dealing in securities	2008-10-13	2014-01-25
Newedge Broker Limited	Rep	Providing automated trading services	2007-11-14	2009-07-31
	Rep	Dealing in futures contracts	2007-11-14	2009-07-31
	Rep	Dealing in securities	2007-11-14	2009-07-31