Personnel SFC Licences and HKMA Registrations (ID 90176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-10-22	-
	Rep	Dealing in securities	2021-10-22	-
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2009-07-07	2014-12-31
REFCO FOREX LIMITED	RO	Leveraged foreign exchange trading	2003-07-21	2006-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.