Luk, Ka Fat 陸家發

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-16	-
	Rep	Asset management	2011-03-16	-
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2007-02-13	2007-05-19
3V Capital Limited	RO	Advising on securities	2005-07-18	2007-02-08
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2004-03-18	2005-06-27
	Rep	Advising on securities	2003-10-22	2004-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-16	-
	Rep	Asset management	2011-03-16	-
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2007-02-13	2007-05-19
3V Capital Limited	RO	Advising on securities	2005-07-18	2007-02-08
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2004-03-18	2005-06-27
	Rep	Advising on securities	2003-10-22	2004-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.