Personnel Hong Kong SFC License Details (ID 90195)

Personnel Hong Kong SFC License Details (ID 90195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2007-06-07	2020-05-05
	Rep	Asset management	2007-06-07	2020-05-05
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2006-08-14	2007-04-20
	Rep	Asset management	2006-08-14	2007-04-20
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on securities	2006-08-14	2007-04-20
	Rep	Asset management	2006-08-14	2007-04-20
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2005-12-22	2006-07-22
	Rep	Asset management	2005-12-22	2006-07-22