Webb-site Legacy

Kwan, Wai Shing 關偉成

SFC ID:AAN687

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2012-10-03	2019-07-22
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2012-06-18	-
Nittan Securities Asia Limited	Rep	Dealing in securities	2010-10-04	2012-04-13
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2006-12-15	2010-09-20
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in futures contracts	2003-04-01	2006-12-09
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2006-12-09