Personnel Hong Kong SFC License Details (ID 90214)

Personnel Hong Kong SFC License Details (ID 90214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	RO	Advising on securities	2010-07-13	2013-03-13
	RO	Asset management	2010-07-13	2013-03-13
	RO	Dealing in securities	2010-07-13	2013-03-13
	Rep	Dealing in securities	2009-03-03	2010-07-13
	Rep	Asset management	2006-07-18	2010-07-13
	Rep	Advising on securities	2006-03-27	2010-07-13
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-02-10	2006-02-28
PACIFIC WORLD ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2005-12-05
	Rep	Asset management	-	2005-12-05