Personnel Hong Kong SFC License Details (ID 90219)

Personnel Hong Kong SFC License Details (ID 90219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Uni Asset Management Limited	RO	Advising on securities	2026-06-04	-
	RO	Asset management	2026-06-04	-
GREATER CHINA SECURITIES LIMITED	RO	Dealing in securities	2018-04-06	2024-01-31
Verity Capital Limited	RO	Asset management	2018-04-06	2024-01-31
GREATER CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-06-30	2018-04-06
Verity Capital Limited	Rep	Asset management	2016-06-30	2018-04-06
Lion Global Financial Limited	RO	Advising on securities	2012-04-25	2016-01-14
	RO	Dealing in securities	2012-04-25	2016-01-14
	Rep	Advising on securities	2011-03-02	2012-04-25
	Rep	Dealing in securities	2011-03-02	2012-04-25
	Rep	Asset management	2011-03-02	2016-01-14
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2008-07-11	2010-11-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-09-12	2008-06-02
	Rep	Advising on securities	2005-05-26	2008-06-02
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2003-04-15	2004-08-05
	Rep	Dealing in securities	2003-04-15	2005-04-14