Personnel Hong Kong SFC License Details (ID 90222)

Personnel Hong Kong SFC License Details (ID 90222)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	RO	Advising on securities	2022-07-12	-
	Rep	Asset management	2019-09-27	-
	Rep	Advising on securities	2019-09-27	2022-07-12
PEGASUS FUND MANAGERS LIMITED	Rep	Dealing in securities	2018-09-20	2019-09-20
	Rep	Advising on securities	2018-09-12	2019-09-20
	Rep	Asset management	2018-09-12	2019-09-20
Lion Global Financial Limited	Rep	Advising on securities	2016-06-01	2018-07-27
	Rep	Asset management	2009-09-02	2018-07-27
	Rep	Dealing in securities	2009-07-14	2013-05-31
	Rep	Advising on securities	2008-09-30	2011-07-29